Regulatory

This uniquely specialist team has a detailed knowledge of the regulatory sector and the many and varied issues affecting those businesses operating in this area. The team advises on:

• Buying and selling regulated practices
• Advice on the Financial Services and Markets Act 2000
• Supervision and enforcement
• Litigation
• Risk management and complaints
• Solicitors Disciplinary Tribunal.

You may recognise this part of the business as Financial Services Legal LLP (FSL). We traded under this name until 2 April 2007 when we became part of Shakespeare Putsman LLP.

Meet our team

If you would like to receive our compliance and regulatory email updates please click here and fill in your details. If you have a more pressing regulatory issue, call our helpline on 0121 237 3003 and speak to an expert today, without charge.